By Prof. William Tetley
QC
INDEX
Prologue
Five Questions
l. First Question: Does a State have a right
under international law to conduct information collecting in the
Exclusive Economic Zone?
1) Introduction
2) UNCLOS
3) UN Charter
4) Presidential Proclamation No. 5030,
March 10, 1983
5) Chicago Convention
6) Conclusion: re Collecting Information
in the EEZ
II. Second Question: Is information
collecting/spying perhaps beneficial to both sides?
III. Third Question: What are the short-term
consequences of the incident?
IV. Fourth Question: Should the U.S. policy
towards Taiwan be reviewed?
V. Fifth Question: Should U.S. foreign
policy towards China be reconsidered & vice
versa?
Vl. A Third Super Power
VIl. Conclusion - Two Civilizations Face to
Face
Prologue
The April 1, 2001 collision between the Chinese F-3
fighter and the United States Navy IT-3E 'Aries' surveillance plane and
the U.S. emergency landing on Hainan Island has come and gone. Yet it
represented a very public clashing of the world's two great super powers
as they strove to define their positions in the world order and postured
to save face, in their oriental and occidental ways. Above all, the
incident raised five distinct questions for the future of world
peace.
Five Questions
Firstly, did the United States Navy EP-3E aircraft
have a right under international law to conduct information collecting
in China's 200-mile Exclusive Economic zone ("EEZ")'? Secondly, even if
illegal, is information collection a contribution towards world peace?
Thirdly, what are the short-term consequences of the China/U.S. spy
plane incident'? Fourthly, is it wise for the U.S. to continue to side
with Taiwan in the confrontation between Taiwan and China, which
confrontation is at the bottom of much of the controversy'? Lastly,
should not the U.S strategic position towards China be revised, in
particular the risky game of "who blinks first", when it is well-known
that since the Gulf War, the U.S. is reluctant to take on a land war
outside its own borders and it is clear that one cannot precision bomb
mainland China? It is also now clear that China did not "blink" and only
after four weeks did it decide to return the spy plane, despite threats,
veiled and otherwise.
l. First Question: Does a State have a right under
international law to conduct information collecting in the Exclusive
Economic Zone?
I ) Introduction
The first of the five questions raised here is
merely one of pure law, not real
politik, which is dealt
with in the other four questions.
Many authorities have opined on the legal uses of
the EEZ, since the adoption of the United Nations Law of the Sea
Convention 1982(1).
Reference has also been made to the Chicago
Convention(2),
and to the Presidential Proclamation of Ronald Reagan of
1983(3)
concerning the EEZ. Finally the Charter of the United
Nations(4)
is very pertinent.
The opinions fall into three overlapping groups.
First those who believe that military activities in the historic high
seas, such as intelligence collection, have been preserved by article 58
UNCLOS in the EEZ.(5)
Thus Bernard Oxman writes:
"[s]o long as there is no unlawful use or threat
of force and the warship acts with 'due regard' for the rights of the
coastal State and other States to use the sea, the subjective question
of whether the warship is a welcome visitor is outside the scope of
legal inquiry...warships in principle enjoy freedom to carry out their
military missions under the regime of the high seas subject to three
basic obligations: (1) the duty to refrain from the unlawful threat or
use of force; (2) the duty to have 'due regard' to the rights of
others to use the seas; (3) the duty to observe applicable obligations
under other treaties or rules in international law...with the addition
of an obligation to have 'due regard to the rights and duties of the
coastal State' in the Exclusive Economic Zone."(6)
The second group of authorities doubts that
information collection in the EEZ to the detriment of the security of
the integrity and security of the coastal state is a right in
law.(7)
A third group believes that UNCLOS is too ambiguous
to give a definite opinion one way or another and that "ambiguities in
the EEZ articles of [UNCLOS] provide ample raw material for
dispute.(8)
Franceso Francioni for his part has declared that,
"[a]part from spelling out freedom of navigation
in the EEZ and in the upper adjacent air space, [UNCLOS] does not
clarify which foreign naval military activities are lawful in the
EEZ." (9)
All opinions must be speculative, (including the one
I am about to give) because the question has not been raised with an
actual case in hand before an international
court.(10)
Hence, I will put to one side the plethora of
speculative, contradictory views and follow Justice Cardozo's dictum:
"When in doubt, read the statute." My opinion therefore is based on a
reading of UNCLOS, the Presidential Proclamation of 1983 and the UN
Charter, 1945. Let us see what they tell us.
2)
UNCLOS
The territorial sea extends for 12 miles off the
coast of every nation and it is clear that there is no right of passage
(or overflight) there by virtue of articles 17 and 18 of UNCLOS, to
which China is a party and the U.S. is not. (The U.S. accepts the
convention, nevertheless, as "customary international
law.")(11)
The United States EP-3E information collection/spy
plane, however, was flying in the EEZ of China, which extends 200 miles
from the coastline, and there freedom of navigation and overflight is
permitted for warships and warplanes. The classic legal opinion has
assumed that passage for even warlike operations is permitted in
the EEZ.
"Warships of all nations can freely perform their
assigned missions in the EEZ provided they observe the following
rules: (1) Refrain from the unlawful threat or use of force; (2)
exercise due regard for the rights of other nations in the sea, (3)
exercise due regard for the rights of the coastal state in the EEZ;
and (4) observe the rules of international law and obligations under
other treaties."(12)
The question, however, has never been decided in any
actual case and most authorities have passed over the subject lightly,
although other opinion has ruled out "non peaceful purposes", which
would include collecting information to the prejudice of the defence or
the security of the coastal state.(13)Several
nations have claimed "to control ... airspace above the high seas or the
EEZ, most of them invariably connected with the protection of a coastal
state's security or public order, that are not explicitly dealt with in
the Convention."(14)
It has also been said that:
"when the particular [national security] claim
asserted is in genuine common interest, as in relation to intense
threats to security. the exclusive competence accorded by the general
community need not be confined to the areas traditionally known as
'airspace,' but might appropriately be extended...to the father
reaches of space, without particular regard to
location."(15)
Before UNCLOS (1982) there was the three mile-limit
(the historic, presumed range of a cannon) and then a 12-mile limit, but
no real rules of conduct(16),
while the world's two great super powers of the time were spying on one
another without limit. (Witness the U-2 incident, in 1960. when the
American, Gary Powers flew over Soviet territory and the Russian
"fishing" fleets, which sailed up and down the American coasts.) UNCLOS
has since changed the law, while the "collection of information" has
been upgraded electronically, but its purpose is unchanged. It is
therefore important to discover whether UNCLOS permits information
collecting in the EEZ and on the high seas.(17)
A reading of UNCLOS at article 300 on "Good
Faith and Abuse of Rights" specifies that "States
Parties ... shall exercise the rights, jurisdiction and freedoms
recognized in this Convention in a manner which would not constitute an
abuse of right." (18)
Perhaps most importantly, however, is that UNCLOS discloses
that anything "not for peaceful
purposes"(19)
, including non-innocent passage, (or overflight) is not permitted
anywhere in the world, including in the EEZ or on the high seas.(20)
This appears from article 87, which stipulates, "Freedom of the
high seas is exercised under conditions laid down by this
Convention..."'(21)
and article 88, which reads: "The high seas shall be reserved
for peaceful purposes."(22)
All the more so is the EEZ of a coastal State, reserved for peaceful
purposes by article 58(1), which invokes article 87, which for its part
refers to "other internationally lawful uses of the sea related
to these freedoms."(23)
Moreover article 58(2) also applicable to the EEZ, refers back to
article 88 and its reference to "peaceful purposes" on the high seas.(24)
Article 301, entitled: "Peaceful uses of the seas",
is also very clear and contains the basic principle of UNCLUS. It
reads:
"In exercising their rights and performing
their duties under this Convention, States Parties shall refrain from
any threat or use of force against the territorial integrity or
political independence of any State, or in any other manner
inconsistent with the principles of international law embodied in the
Charter of the United Nations."(25)
3) United Nations Charter,
1945
Article 301, therefore, makes it clear that (UNCLOS
excludes any act not for peaceful purposes(26),
by its reference to the United Nations Charter (1945) and in particular
to article 2(4) on which article 301 of UNCLOS is drawn, almost
verbatim.(27)
Article 2(4) of the UN Charter reads:
"All members shall refrain in their international
relations from the threat or use of force against the territorial
integrity or political independence of any state, or in any other
manner inconsistent with the Purposes of the United
Nations."(28)
Article 2(4) sets a very low threshold for the
threat or use of force by its reference to the "Purposes of the United
Nations," which are found in article 1 of the Charter. Articles 1(1) and
1(2) of the Charter read:
"The Purposes of the United Nations
are:
(1 ) To maintain international peace and security.
and to that end: to take effective collective measures for the
prevention and removal of threats to the peace, and for the
suppression of acts of aggression or other breaches of the peace, and
to bring about by peaceful means, and in conformity with the
principles of justice and international law, adjustment or settlement
of international disputes or situations which might lead to a breach
of the peace;
(2) To develop friendly relations among nations
based on respect for the principle of equal rights and
self-determination of peoples, and to take other appropriate measures
to strengthen universal peace;"(29)
Today, national infrastructures are dependant on
high-speed, interlinked information systems; whole national networks may
be brought down, effectively stopping a country. Clearly, a threat by
eavesdropping to one's communications system can be seen as a threat to
peace, security, territorial integrity and/or political independence.
Moreover, the exercise of the freedom of international communications
does not authorize, without the consent of the coastal State, any
non-peaceful use of the waters or the superjacent air space,
particularly other activities that entail resorting to threat or the use
of force against the territorial integrity, the political independence,
peace or security of the coastal State or any other form of action
incompatible with the principles of International law incorporated into
the United Nations Charter."(30)
As China's Foreign Minister spokesman, Zhu Bangzao, has argued, the U.S.
recognisance mission in China's EEZ posed a serious threat to China's
national security and territorial integrity.(31)
Would not the U.S. have claimed a very similar stance if the roles were
reversed?
4) Presidential
Proclamation No. 5030, March 10, 1983
Very compelling to the debate is the Presidential
Proclamation No 5030 of March 10, 1983 of Ronald Reagan, which
declares:
"Without prejudice to the sovereign rights and
jurisdiction of the United States, the Exclusive Economic
Zone remains an area beyond the territory and territorial sea
of the United States in which all States enjoy the high seas freedoms
of navigation, overflight, the laying of submarine cables and
pipelines and other internationally lawful uses of the
sea."(32)
President Reagan's Proclamation thus echoes the
wording of art. 38(l) of UNCLOS.
5) Chicago
Convention
The Chicago Convention,(33)
which has been signed and ratified by both the U.S. and
China(34)
has been referred to by some authorities but it is not really applicable
to this discussion, because State aircraft are excluded by art. 3(a) of
the Convention(35)
and art. 3(b), which defines "State aircraft" as those used in military,
police and customs services.(36)
6) Conclusion: re Information Collection
in the EEZ
One concludes from the above that while freedom of
passage, including overflight by one nation's military or naval
aircraft, above the waters of another country's EEZ, is guaranteed by
UNCLOS, such overflight must be "internationally
lawful" or "peaceful" in order to be
permissible under that Convention. In other words. military overflight
above another country's EEZ in itself, may be "internationally
lawful'', but military overflight for proposes of espionage
or information collection against that very country is not
"internationally lawful", because by its nature, such activity poses a
threat to the security and integrity of the coastal State
concerned.(37)
Such overflight thus contravenes the essence of the
U.N. Charter, not being a "peaceful" use of the seas, as required by
arts. 58, 88, 300 and 301 of UNCLOS.(38)
In addition, in my view, were the matter to come to
an international tribunal, the American information collecting in
China's EEZ would be criticized as would Chinese information collecting
in the EEZ of the United States, were it to take place.
II. Second Question: Is information
collecting/spying, perhaps beneficial to both sides?
Aside from the legality of information collecting,
one must ask whether collecting of information from planes or otherwise
by one state concerning another state is not salutary and can assist
world peace, even when that information concerns the defences, radar and
other strategic information of the other state.
It is my view that collecting information from
planes is one of the least inimical forms of spying. And it can be
strongly argued that it enables each party to properly evaluate the
other's real strengths and weaknesses and to thus avoid such
possibilities as an escalating build-up of armaments by both states, or
a premeditated strike, or an unjustified defensive strike based on
erroneous information.
It is interesting that when Soviet pilot Viktor
Belenko defected in 1976 and flew from Vladisvostok to Japan in his
MiG-25, which was the USSR's newest and most advanced interceptor, he
probably aided world peace, because the United States learned of the
plane's limitations - its short range, its primitive electronics and
dangerously overpowered engines. They also learned that Soviet pilots
were not able to fly as often as American pilots and therefore were not
as formidable opponents in the air as they were thought to be. This
information perhaps persuaded the United States not to start another
round of upgrading of its interceptors.
Certainly China and the U.S. should be able to reach
some ad hoc arrangement on the collection of information from planes, if
they have not already done so since Hainan. They should also attempt too
arrive at a modus vivendi on other information collection
matters.
III. Third Question: What are the
short-term consequences of the incident?
Who was at fault for the unfortunate collision near
Hainan may never be agreed upon, but China was justified in
investigating the crash, which occurred over its EEZ, and which involved
a Chinese military aircraft and a foreign aircraft that subsequently
landed on Chinese territory, together with its "crew". And who were the
crew? All seem to have had undercover training, including, at an
American simulated "Prisoner of War" camp, where they were taught how to
act "in case of capture". The flight too was out of an American air base
on Okinawa in Japan, against which the Japanese public has demonstrated
in the past. No doubt the public revelations will exacerbate
U.S./Japanese relations, particularly because the now confirmed use of
the base for other than peaceful purposes, may violate the Japanese
Constitution(39)
or at least Japanese-American agreements on the use of Japanese
territory because the purported purpose of U.S. military forces
stationed in Japan is to promote security and stability and to deter
conflict.(40)
If the American right to collect strategic
information in the Chinese EEZ is questionable, it is unquestionable
that the United States would have strongly objected, had China flown a
single spy mission in the EEZ off the American coast, let alone what now
appears to be 200 missions per year by the Navy and many more by the Air
Force! (41)
Of course China does not as yet have the wherewithal to
conduct information collection off the U.S. coast. In the distant
future, it could very well be argued that that right exists and it will
be China who is embarrassed by the incident.
IV. Fourth Question: Should the U.S.
policy towards Taiwan be reviewed?
And
perhaps it is time, for the U.S. to review its policy towards Taiwan?
Would the U.S., for example, accept the arming of Cuba by the Chinese in
the same way as the U.S. has armed Taiwan? Let us remember the Cuban
Missile Crisis of 1962. Taiwan, too, was a Province of China when Chiang
Kai-shek was the President of China and escaped there in 1949. He took
over the island, imposed his form of capitalistic dictatorship and
reduced Taiwanese to the status of Taiwan's second language. His son
continued the tradition and it is only recently that Taiwan has accepted
Western ideas of human rights and democracy. The Chinese/Hong Kong
experience is also illuminating. China waited until after the expiry of
the 99-year lease of Hong Kong, before taking over the colony from the
United Kingdom and, so far, it has been business as usual. If the U.S.
slows down its arming of Taiwan, this latter is unlikely to declare
independence and China is likely to wait out what it considers an
inevitable reunion.
American policy has not always been so favourable to
Taiwan. In fact on February 28th, 1972, during President
Richard Nixon's meeting with the Premier of the People's Republic of
China, Chou En-lai, Nixon declared that "[t]he United States
acknowledges that ... there is but one China and that Taiwan is a part
of China."(42)
On January 1st, 1979, the U.S., under President Jimmy Carter,
recognized that "the Government of the People's Republic of China as the
sole Government of China."(43)
And in 1982, the U.S. Government, headed by President Ronald Reagan,
reiterated the one-China policy and stated, "that it does not seek to
carry out a long-term policy of arms sales to Taiwan ... either in
qualitative or in quantitative terms ... and that it intends gradually
to reduce its sale of arms to Taiwan, leading, over a period of time, to
a final resolution."(44)
V. Fifth Question: Should U.S. foreign
policy towards China be reconsidered & vice
versa?
One may question the
present-day U.S. policy of confrontation with the Chinese
behemoth.(45)
China is not a declining world power, as was Russia in
the cold war. It is a growing 1.2 billion giant, facing 280 million
Americans. Even if containment of China were possible, containment
rarely gets rid of the ruling regime (see Cuba and Iraq), it only causes
hardship to the people. Nor should it be forgotten that China has
already been involved in two recent wars against the United States - the
first in Korea in 1950, when General MacArthur, after reaching or even
crossing the Chinese border, retreated south. Eventually a boundary was
drawn at the 38th parallel, creating what is now North and
South Korea. The second war was in Vietnam, when North Vietnam,
supported by Russian and Chinese arms, overran South Vietnamese and
American armies in 1975.
Human rights is the major complaint against China,
particularly in Tibet, but it must be understood that China is making
progress, as demonstrated by its municipal elections this year. And is
it realistic to impose on China, the modern day standards of the United
States, which has been a democratic nation for 225 years, while China
has suffered a series of calamities in the last century, including civil
war, the Japanese invasion, more civil war and the disastrous cultural
revolution? Nor should we forget that both countries are evolving. If
China has civil rights abuses, it has little racism, while the U.S. only
gave up official segregation with the passing of the Civil Rights Act in
1964 and the Voting Rights Act in 1965.
Of course, China has many serious problems, economic
and human, and we should not underestimate the power of the military or
the reputed rigidity of the older cadres. On the other hand, one must
not ignore the strength of the military and the armaments lobby in the
United States. China, for its part, should realize that the U.S. has a
history of generosity unparalleled in world (witness the Marshall and
Truman Plans and its present-day foreign aid and world peacekeeping
role, which is essential to world peace.) Nor should it be forgotten,
for example, that the U.S. welcomes thousands of Chinese students into
its universities every year, and is generous in sharing its science and
industrial advances.
So far, each nation has emerged from the
confrontation with dignity. What was secretly agreed upon by the two
nations may never be known, but the 24 spies/servicemen went home and
the plane is apparently going home too, but in boxes, (just as the
United States sent back the Soviet MiG-25, which a defecting Soviet
pilot had flown to Japan in 1976 (46)). I expect the U.S. will probably not play games with the
Chinese bid for the 2008 Olympics, or Chinese membership in the \World
Trade Organization or with Chinese/American trade. The US spying in the
Chinese EEZ has been resumed for a few face-saving flights and then will
probably be discontinued, as Henry Kissinger suggested on television.
America is apparently doing the same job more efficiently from Air Force
planes and satellites. China, which no doubt spies on Taiwan and
elsewhere, must accept for its part, that even a giant is obliged to get
along with its neighbours. Both sides have much to gain from an amicable
lone-term arrangement.
VI. A Third Super
Power
Moreover, neither the U.S. nor China should forget
that a third power lurks on the horizon. It is that roiling, disjointed,
discordant, disorganized, sometimes-slumbering giant - the
Moslem world. China and the U.S. may end up as allies in the
not too distant future, as they already share many common apprehensions.
Now is the time for the two powers to reach a new entente, both for
their own benefit and for the peace and welfare of those of us in the
rest of the world.
VII. Conclusion - Two Civilizations Face
to Face
In essence the Hainan incident was not a major
international political earthquake, but a grating against one another of
the world's two great civilizations - East and West. Both are at
different levels of political and economic evolution, with different
histories, cultures, economies, philosophies and political
systems.(47)
The United States and China act and react differently, they must judge
one another as objectively and considerately as possible, just as we in
the rest of the world must not rush to a final judgment in favour of one
side or the other. (48)
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The Air And The Convention On The Law Of The Sea" (1983) 77 American
Journal of International Law, 490.
Qin, Li, "A Look at Plane Collision Incident From
Perspective of International Law" online: http:/www.chinadaily.com/cover/storydb/2001/04/16/mn-law.html
(last accessed: 14 May 2001).
Richardson, Elliot L., "Law of the Sea: Navigation
and Other Traditional National Security Considerations" (1982) 19 San
Diego Law Review at pp. 508-16.
Rose, Stephen A., Commander. "Operational Law: Naval
Activity In The EEZ - Troubled Waters Ahead?" (1990) 39 Naval Law Review
67.
Sohn, Louis B., & Gustafson, Kristen, The Law of
the Sea: in a nutshell (St. Paul. Minn.: West Publishing, 1984) at p.
95.
Song, Yann-Huei, "One China, But Two Sets of
Maritime Legislation: Developments, Implications, and Challenges for the
United States" in Scheiber. H.N., ed., Law of the Sea: The Common
Heritage and Emerging Challenges (Boston: Martinus Nijhoff
Publishers, 2000) pp. 426-427.
"Special Supplement Message From The President Of
The United States And Commentary Accompanying The United Nations
Convention On The Law Of The Sea And The Agreement Relating To The
Implementation Of The Part XI Upon Their Transmittal To The United
States Senate For Its Advice And Consent" (1994) 7 Georgetown
International Environmental Law Review at pp. 77, * 112.
Vicuna, Francisco Orrego, The Exclusive Economic
Zone (Cambridge: University Press, Cambridge, 1989) at pp.
93-120.
SECONDARY MATERIAL: GENERALLY
REFERRED TO DOCUMENTS
Ling, Bins, "International
Legal Issues Arising from the :Aerial Collision", Ming Pao Daily: Hong
Kong Homepage, online: http:
hugo.law.Washington.edu/mhonarc/msg00459.htm1 (last accessed 15 May
2001).
Oxman, Bernard H., & Bantz, Vincent P. "Prompt
Release of Vessels and Crews" American Journal of International Law,
October 2000 at pp. 713-721.
Oxman, Bernard H. & Stevenson, John R., "The
Future of the U.N. Convention on the Law of the Sea" (1994), 88 American
Journal of International Law 488.
Robertson, Horace B., "Navigation in the Exclusive
Economic Zone" ( 1984) 24 Virginia Journal of International Law
890.
Roy-Chaudhury, Rahul, "Maritime Surveillance of the
Indian EEZ": online: Institute for Defence Studies and Analyses Homepage
http:www.idsa-india.org/an-apr8-4.html (last accessed 31 May
2001).
Smith, Robert W., Exclusive Economic Zone
Claims: An Analysis and Primary Documents, (Boston: Martinus
Nijhoff Publishers, 1986) at pp. 467--469.
"Special Supplement Message From The President Of
The United States And Commentary Accompanying The United Nations
Convention On The Law Of The Sea And The Agreement Relating To The
Implementation Of The Part XI Upon Their Transmittal To The United
States Senate For Its Advice And Consent" (1994) 7 Georgetown
International Environmental law Review at p. 77.
Tsarev, V.F., "The Juridical
Nature of the Exclusive Economic Zone and the Legal Regime of Navigation
of Foreign Vessels Therein" The UN Convention on the Law of the Sea:
Impact and Implementation (Honolulu: The Law of the Sea Institute. 1957)
at pp. 591-612.
Professor William Tetley
QC
McGill University Law
Faculty,
3644 Peel Street, Montreal H3A I W9,
Canada
(514) 398-6619 (bus.) or (514)
733-50-19 (res.)
Email: mailto:william.tetley@mcgill.ca/
(Please send me your comments)
Website: http://www.mcgill.ca/maritimelaw/
(where my c.v. can be seen)
PLEASE SEND ME YOUR COMMENTS
at:
Email: mailto:william.tetley@mcgill.ca/
NOTES
1. United Nations Convention
on the Law of the Sea, Apr. 30, 1982, U.N. Doc. A CON F.62'122 (1982)
[hereinafter UNCLOS]: see also Schoenbaum, Thomas J., Admiralty and
Maritime Law, 3 ed., vol. 3 (West Group., St. Paul, Minn., 2001)
Appendix 2.5, being the United Nations Convention on the Law of the Sea.
Montego Bay, Dec. 10, 1982, at pp. 166-296; especially at Part
II(particularly arts. 17 to 19), Part V (particularly arts. 5559) Part
VII (High Seas) (arts. 86-115), Part XV (particularly art. 298), Part
XVI (particularly arts. 300-301).
2. Convention on International Civil Aviation, Dec.
7, 1944, 6l Stat. 1180, TIAS No. 1591, 1956, Bundesgesetzblatt [BGBL 1]
411, 15 UNTS 295 [hereinafter Chicago Convention]; see also Milde,
Michael (Editor-in-Chief), Annals of Air and Space Law (Montreal:
Institute of Air and Space Law McGill University 1993) at pp. 5-82.
3. Proclamation No. 5030, 48 Fed. Reg. 10, 605
(1983), 3 C.F.R. 5030 (1983), reprinted in 22 I.L.M. 465 (1983); see
also Statement by President on United States Ocean Policy, accompanying
his Proclamation establishing an Exclusive Economic Zone, 19 WEEKLY
COMP.PRES.DOC. 383 (Mar. 10. 1983), reprinted in 22 I.L.M. 464 (1983).
4. Charter of the United Nations, 26 June 1945, Can.
T.S. 1945 No. 7.: see also Dwiggins, W. A. (William Addison), 1880-1956.
Charter of the United Nations/Washington, D.C.: U.S. Govt. Print. Off.,
1945, Charter of the United Nations. 1945, at art. 2(4).
5. "Special Supplement Message From The President Of
The United States And Commentary Accompanying The United Nations
Convention On The Law Of The Sea And The Agreement Relating To The
Implementation Of The Part XI Upon Their Transmittal To The United
States Senate For Its Advice And Consent" ( 1994) 7 Georgetown
International Environmental law Review at p. 77, * 112. "but may only do
so consistently with the obligation to have due regard to coastal State
resource and other rights, as well as the rights of other States as set
forth in the Convention...Some coastal States have claimed the right to
establish military security zones, beyond the territorial sea, in which
they purport to regulate the activities of warships and military
aircraft of other nations by such restrictions as prior notification or
authorization for various operational activities, or complete exclusion
... the United States does not recognize the peacetime validity of any
claimed security or military zone.": see also Burnett, Weston D.,
Lieutenant Commander, "Article & Commentary Mediterranean Mare
Clausum In The Year 2000?: An International Law Analysis Of Peacetime
Military Navigation In The Mediterranean", 34 Naval L. Rev. 75 (1985).
"Careful scrutiny of the [UNCLOS] discloses several articles that lead
to the inescapable conclusion that the use of the term "peaceful
purposes" in the Convention does not mean, and was not intended to mean
'nonmilitary' purposes"; Oxman, Bernard H.. "The Regime of Warships
Under the United Nations Convention on the Law of the Sea" (1984), 24
Virginia Journal of International Law at pp. 811-863).
6. Oxman, ibid. at p. 837.
7. Meyer, John C., Commander, "Comment: The Impact
Of The Exclusive Economic Zone On Naval Operations" (1992), 40 Naval Law
Review 241 online: Westlaw (TP-ALL) (last accessed 23 May 2001). "At the
signing of the 1982 Convention, Brazil, Cape Verde, and Uruguay declared
that they did not consider military exercises, manoeuvres, or weapons
testing as being permitted within the EEZ without the consent of the
coastal state. Claims of jurisdiction over security in the EEZ have also
been made by Bangladesh. Burma. Cambodia. Haiti, Pakistan. Sri Lanka,
Vietnam, and the People's Republic of Yemen ... The U.S. historical
approach to navigation and overflight has little meaning to this
community of nations... From their perspective. repeated incursion into
their waters by U.S. naval forces, demonstrating freedom of navigation
rights could be seen as superpower 'bullying'".: see also See also:
Alexander, Lewis M., "Uncertainties in the Aftermath of UNCLOS III: The
Case for Navigational Freedoms" (1986) 17 Ocean and Development and
International Law 333-342 online: Westlaw (TP-ALL) (last accessed 21 May
2001).; Mour, Al, "The Legal Status of the Exclusive Economic Zone
(1977) 33 Rev. Egyptienne Droit International 35, 60-61 cited in
Hailbronner, Kay, "Freedom Of The Air And The Convention On The Law Of
The Sea" (1983) 77 American Journal of International Law 490 online:
Westlaw (TP-ALL) (last accessed 23 May 2001 ).
8. Rose, Stephen A., Commander, "Operational Law:
Naval Activity In The EEZ - Troubled Waters Ahead?" (1990) 39 Naval Law
Review 67 online: (TP-ALL) (last accessed 21 May 2001.
9. Francioni, Francesco, "Peacetime Use of Force.
Military Activities, and the New Law of the Sea" (1980 18 Cornell Int'l
L.1. 203 at p. 214, citing Conforti. "L'institution de la Zone
Economique Exclusive en tant que Facteur de paix dans le Méditerranée"
in Méditerranée : Zone de Paix (1983): and Benchikh. "La
Mer Méditerranée. Mer Semi-fermée" ( 1980) Revue Générale de Droit
International Public at pp. 284-290.
10. " No Legal Precedent for US Spy Plane Case"
online: Inside China Today (Reuters) Homepage http:
www.freerepublic.com/forum/'a3acb28bal683.htm. (last accessed: 14 May
2001).
11. Meyer, supra, note 7.
12. Ibid.
13. Alexander, supra, note 7 :"rationale for
imposing restrictions not covered by [UNCLOS] involves national
security, a particularly difficult factor to gauge because governments'
perceptions of security needs can border on paranoia."
14. McDougal, Myres; Lasswell, Harold D. &
Vlasic, Ivan A., Law and Public Order in Space (New Haven: Yale
University Press, 1963) at p.306.
15. Ibid. at p. 257.
16. Sohn, Louis B. & Gustafson, Kristen, The
Law of the Sea: in a Nutshell (St. Paul. Minn.: West Publishing
1984) at p. 95.
17. Juda, Lawrence, "The Exclusive Economic Zone:
Compatibility of National Claims and the United Nations Convention on
the Law of the Sea" (1986) 16 Ocean Development and International Law
31. online: Westlaw (TP-ALL) (last accessed 23 May 2001). "In the high
seas freedom of navigation and overflight were available to ships and
planes of all states subject only to the criterion of 'reasonable use'
and consideration for the 'legitimate rights of others'."
18. Supra, note 1 at art. 300.
19. United Nations Institute for Disarmament
Research, "Peaceful and Non-Peaceful Uses of Spaces: Problems of
Definition for the Prevention of an Arms Race," (New York: Taylor &.
Fancis 1991) at pp. 44-45. "Under the 1969 Vienna Convention on the Law
of Treaties, the most authoritative text concerning; the interpretation
of international agreements, words in a treaty must be interpreted in
accordance with their 'ordinary meaning' [Article 31( I )]. In all
reputable dictionaries of the English language, the term 'peaceful' is
defined much as in the Oxford Dictionary where 'peaceful' means
'disposed or inclined peace: aiming at or making for peace, friendly,
amicable, pacific'. By no stretch of the imagination can this
description be applied to any current or past military use of space. If
'peaceful' means 'non-aggressive', then it follows logically - and
absurdly- that nuclear and chemical weapons are also 'peaceful', as long
as they are not used for aggressive purposes."
20. Vicuna, Francisco Orrego, The Exclusive
Economic Zone (Cambridge: University Press. Cambridge, 1989) at pp.
93-120.
21. Supra, note 1at art. 87.
22. Ibid. art. 88 (emphasis added)
23. Ibid, at art. 58(1) (emphasis added).
24. Ibid.; see also Richardson, Elliot L.,
"Law of the Sea: Navigation and Other Traditional National Security
Considerations" (1982) 19 San Diego Law Review at p. 574. "The
substantive attributes of the freedoms enjoyed by all States in the
[EEZ] derive their content not only from article 58, paragraph 1, and
from the provisions of article 87, absorbed by the cross-reference to
that article, but gain additional content from the other paragraphs of
article 58. Thus the zone, like the high seas, must be reserved for
'peaceful purposes' - a phrase intended to enjoin observance in those
areas of the Charter of the United Nations." Oxman, Bernard H., "The
Third United Nations Conference on the Law of the Sea: The 1977 New York
Session (1978) 72 American Journal of International Law 57, 72 et
seq. held that: "Article 58 represents a compromise, accommodating
the sui generis approach to [the EEZ]."
25. Supra, note 1 at art. 301
(emphasis added).
26. Article 88 UNCLOS further complements the
non-aggressive interpretation of article 301's "peaceful purposes".
27. Supra, note 20 at p.109. Article 301
UNCLOS is important because "it includes the abstention from any threat
or use of force against the territorial integrity or political
independence of any state or in other manner inconsistent with the
principles of international law embodied in the Charter of the United
Nations" at 109: Attard, David J., The Exclusive Economic Zone in
International Law (Oxford: Clarendon Press. 1987) at pp. 67-69,
78-86. "Article 58(1) which guarantees internationally lawful uses of
the seas... is intended to facilitate military navigation and
overflight. However, this vague proviso is bound to lead to problems
[because] CLOS... is neither comprehensive nor clear... [and] Articles
88, 301, and the UN Charter would be involved. Even if the particular
military use is lawful, it still has to 'have due regard' to the coastal
State's rights and duties under Article 58(3)."
28. Supra note 4 at art. 2(4).
29. Supra note 4 at art. 1.
30. Supra note 20 at p. 115.
31. "China. U.S. Disagree on Law of the Sea"
online: Muzi News: Late Line News Homepage
http: latelinenews.com; news.shtml`?1=english @
a=express&p-106-3764 (last accessed: 23 May 2001).
32. Supra, note 3 (Emphasis added
33. Supra, note 2.
34. It sets up the International Civil Aviation
Organization 1944 ("ICAO") as the regulatory body for international
civil aviation. The Council of ICAO adopts Annexes to the Chicago
Convention setting out "international standards and recommended
practices" (Chicago Convention, Art. -54 (1)). These Annexes provide the
basis for aviation safety regulation throughout the world.
35. Supra, note 2 at art.3 (a), "This
Convention shall be applicable only to civil aircraft, and shall not be
applicable to state aircraft."
36. Ibid. at art. 3(b), "Aircraft used in
military, customs and police services shall be deemed to be state
aircraft.": Churchill. R.R., & Lowe, AN., The Law of the Sea
(Manchester: Manchester University Press 1999) at p. 173. Under other
circumstances, however, "it would seem reasonable to argue that art. 12
[of Chicago Convention] is one of the 'pertinent rules of international
law' which by virtue of art. 58(2) [UNCLOS] apply to the EEZ...A similar
conclusion was [also] put forward in a 1987 by the ICAO secretariat".
37. Hailbronner, Kay, "Freedom Of The Air And The
Convention On the Law Of The Sea" (1983) 77 American Journal of
International Law 490 online: Westlaw (TP-ALL) (last accessed 23 May
2001 ). "the EEZ might be considered as an evolving concept in which the
rights and jurisdiction of the coastal state and other states are only
party fixed by the Convention." Hailbronner "would suggest that the
scope of the rights and jurisdiction of the coastal state in the
airspace above the EEZ must be determined according to the purpose for
which question is asked."
38. Kwiatkowska, Barbara, The 200 Mile
Exclusive Economic Zone in the New Law of the Sea (Boston: Martinus
Nijhoff Publishers, 1989) at pp. 109-110, 198-204, 212-215. "As regards
military activities, in view of the legislative history of Article 58,
uses such as ... collection of military intelligence regarding foreign
activities at sea, are clearly internationally lawful uses of the sea...
in the EEZ... But, as with all other uses, military activities are
subject to the principle of equivalence and reasonableness of competing
uses ... and must conform with a principle embodied in Article 88
reserving the high seas for 'peaceful purposes'. The latter principle
requires that, as it follows from Article 301 ... while engaged in the
exercise of military uses states must refrain from any activities
inconsistent with the objectives and principles of the UN Charter,
especially from any threat or use of force" at p. 203.; see also Qin,
Li, "A Look at Plane Collision Incident From Perspective of
International Law" online: http:
www.chinadaily.com.cn/cover/storydb/2001/04/16/mn-law.416.htmI (last
accessed: 14 May 2001). "The United States turned a blind eye to
relevant stipulations in international laws, and the US military plane
abused the freedom of overflight...although foreign aircraft enjoy the
freedom to fly over the [EEZ] ...such a freedom is by no means
unrestricted and foreign aircraft have to observe the relevant rules of
the international law while enjoying the freedom of overflight...[In
reference to article 301 and 58] [t]hese activities constitute threats
to Chinese national security and peaceful order, and he provocation to
Chinese national sovereignty. The US act violates the fundamental
principles of international law, that stands for all states to respect
sovereignty and territorial integrity of each other... According to
international practice and law, when a foreign military plane is engaged
in activitieswhich could threaten a state's national security in the
airspace over coastal waters of a coastal country, it has the right to
take relevant defense measures" at paras. 8, 10, 11 and 21.
39. Particular note is
given to the Introduction of the Japanese Constitution that states the
Japanese people "shall secure for [them]selves and [their] posterity the
fruits of peaceful cooperation with all nations... [they] desire peace
for all time and are deeply conscious of the high ideals controlling
human relationship and [they] have determined to preserve [their]
security and existence, trusting in the justice and faith of the
peace-loving peoples of the world. [They] desire to occupy an honoured
place in an international society striving, for the preservation of
peace." In addition article 9( l ), states Japan is to aspire,
"sincerely to an international peace based on justice and order..." The
Constitution of Japan, 3 November 1946 can be found at http://list.room.ne.jp/~lawtext/1946C-English.html
(last accessed 3I May 2001).
40. Cohen, William,
Secretary of Defense, "The United States Security Strategy For The East
Asia-Pacific Region 1998" (12 July 1997) online: DefenseLINK : U.S.
Department of Defense Homepage: http: www/defenselink.mil/'pubs:easr98
(last accessed: 25 November 1998).
41. Qin, supra
note 38 at para. 29. "Francis Boyle a US professor of international law,
pointed out that the US would not tolerate it if China took similar
actions like the US military plane has done in the airspace over Chinese
waters within the US Air Defense Identification Zone."
42. Joint Communique of
the United States of America and People's Republic of China, February
28, 1972. Online: Ministry of Foreign Affairs of the People's
Republic of China Homepage at http:www.fmpre.gov.cn/eng/7155.html (last
accessed: 3 June 2001).
43. Joint Communique on
the Establishment of Diplomatic Relations between the people's Republic
of China and the United States of America, January 1,1979. On-line:
Ministry of Foreign Affairs of the People's Republic of China Homepage
at http:www.fmpre.gov.cn/eng/7152.html (last accessed: 6 June 2001).
44. Joint Communique of the United States of
America and People's Republic of China, August 17, 1982. Homepage
at http:www.fmpre.gov.cn/eng/7153.html (last accessed: 6 June 2001).
45. Song, Yann-Huei "One
China, But Two Sets of Maritime Legislation: Developments, Implications,
and Challenges for the United States" in Scheiber, H.N, ed., Law of
the Sea: The Common Heritage and Emerging Challenges (Boston:
Martinus Nijhof Publishers, 2000) at pp. 426-427. "As far as the
challenges for the United States are concerned, the major ones are: (1)
the possibility of armed conflicted erupted in the Asia-Pacific region
due to territorial or maritime jurisdictional disputes, which not only
have the potential to disrupt peace and stability in the region, but
also affect important American national interests concerned: (2) the
existence of 'excessive maritime claims' in the South China Sea area
which will continue to affect the longstanding concerns of the United
States over maintaining a public order of the oceans, in particular, the
right of a state to exercise freedom of navigation in the high sea: and
(3) a "window of opportunity" for the United States to regain its
maritime leadership by acceding to [UNCLOS]."
46. One day in the future,
a Chinese plane, ship or submarine may stray into foreign territory or
the territorial sea and the Hainan precedent of shipping back in pieces
may be used against China.
47. Rose, supra
note 8 at para. 22 "The struggle to define the EEZ is a political
tug-of-war [that involves] states with dissimilar history, unequal
resources, and different maritime: interest…The line between firmness
and public pushiness - between assertion of rights and the appearance of
superpower bullying- lies primarily in the eye of the beholder."
48. " Oxman, Bernard H., The Two Conferences, in
the Law of the Sea: U.S. Policy Dilemmas (1983) at p. 144 as cited in
Rose. Stephen A., Commander, supra note 8, "Operational Law:
Naval Activity In The EEZ - Troubled Waters Ahead"? (1990) 39 Naval Law
Review 67 online: Westlaw (TP-ALL ) (last accessed 21 May 2001). "If the
law of the sea teaches us any lesson it is that in daily encounters with
coastal nations around the globe the United States must be prepared to
deal effectively and unromantically with the few who wish us ill and the
many who have priorities that... may conflict with our own."